In this session, we provide an overview of current regulatory updates and consider what they mean for the insurance intermediary sector including:
FCA update
- Feedback from the FCA on their assessment of firm’s wind-down plans
- Liquidity resources during wind-down – sharing good and poor practices
- Update on Part IV applications for UK branches of EU intermediaries and the effect on CASS 5 permissions.
Consumer Duty
- The introduction of a new Consumer Principle – what this mean for intermediaries.
M&A update
- Common issues and how to deal with them quickly
- Potential impact of market influences.
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